Schema Name : CDR_2012_PrimarySubmission_v1.7.xsd
Schema Identification : N/A
Current Version Available At : N/A
Description : The CDR Web application provides an XML import process which must adhere to this schema.
Application : TSCA CDR Web Application
Developed by : CGI Federal
Point of Contact : Van Tran-Lam, CGI Federal
Last Modified by : CGI Federal - March 19, 2012
History : CGI Federal - 11/15/2010 (Initial Creation)
CGI Federal - 11/18/2010 (Modified CBI claim data type and made several small modifications to comply with EN 3.0 naming specs.)
CGI Federal - 08/19/2011 (Added document attachment to substantiation questions.)
CGI Federal - 01/24/2012 (Changed UsedInChildrensProducts values.)
CGI Federal - 01/31/2012 (Changed enumeration values C909, IS2, IS34, U025, U026, and NKRA to match final rule.)
CGI Federal - 02/23/2012 (Added NKRA to ProductCategory. Changed length to maxLength for ChemicalIdentifierDataType, ChemicalIdentifierContextDataType, ChemicalNameDataType, LateSubmissionReasonDataType and OtherInformationDataType. Changed the type of ProductCategoryDataType from string to ProductCategoryListDataType. Changed the type of IndustrialFunctionCategoryDataType from string to IndustrialFunctionCategoryListDataType. Changed the type of UsedInChildrenProductsDataType from string to UsedInChildrenProductsListDataType. Removed references to CDRElectronicAddressTypeName. Removed commented out includes.)
CGI Federal - 03/05/2012 (Swapped enumerations and references (code and descriptions) for ConsumerAndCommercialUseListDataType, ProductCategoryListDataType, MaxConcentrationListDataType, NumberWorkersListDataType, IndustrialFunctionCategoryListDataType, NumberSitesListDataType, FormTypeListDataType, UsedInChildrenProductsListDataType, and TypeOfProcessUseListDataType. Added description field to SectorOfUseDataType. Removed description field from UsedInChildrenProductsDataType.)
CGI Federal - 03/19/2012 (Pulled OrganizationIdentity out of AuthorizedOfficial and made it an element of CDRPrimaryFormDataType in order to support separate Parent Company and Submitter Information. Added NKRA as an option to ConsumerCommercialListDataType. Added ReasonText as a sub-element to LateSubmissionReason. )
The CDXweb username of the Authorized Official to submit this form.
Authorized Official information, including CDXweb username and organization.
Root element of the form.
The facility name or other designator as listed within CDXweb.
Captures the Dun and Bradstreet assigned number of the Parent Company.
The address of the facility as listed within CDXweb.
If outside of the US, the Province name.
The name of the organization as listed in CDXweb.
List of technical contacts referenced within the Form U.
The middle initial of the Technical Contact.
The company that the Technical Contact is associated with.
Root element for technical contact information.
List of chemical reports within the Form U.
Root element for the chemical report.
This element references the Id element within the TechnicalContact node
List of Consumer and Commercial uses for a chemical.
Root element for a consumer or commercial use reported for a chemical.
Floor Coverings
Foam Seating and Bedding Products
Furniture and Furnishings not covered elsewhere
Fabric, Textile, and Leather Products not covered elsewhere
Cleaning and Furnishing Care Products
Laundry and Dishwashing Products
Water Treatment Products
Personal Care Products
Air Care Products
Apparel and Footwear Care Products
Adhesives and Sealants
Paints and Coatings
Building/Construction Materials - Wood and Engineered Wood Products
Building/Construction Materials not covered elsewhere
Electrical and Electronic Products
Metal Products not covered elsewhere
Batteries
Food Packaging
Paper Products
Plastic and Rubber Products not covered elsewhere
Toys, Playground, and Sporting Equipment
Arts, Crafts, and Hobby Materials
Ink, Toner, and Colorant Materials
Photographic Supplies, Film, and Photochemicals
Automotive Care Products
Lubricants and Greases
Anti-Freeze and De-icing Products
Fuels and Related Products
Explosive Materials
Agricultural Products (non-pesticidal)
Lawn and Garden Care Products
Non-TSCA Use
Other (specify)
Not Known or Reasonably Ascertainable
Commercial and consumer product categories that correspond to the actual use of the chemical substance.
Substance is used by the general public
Substance is used by the professional community
Substance is used by the professional community and the general public
Not Known or Reasonably Ascertainable
Indicates whether the product category is a consumer use, commercial use or both.
Yes
No
Not Known or Reasonably Ascertainable
Within each commercial and consumer product category reported, indicates whether any amount of each reportable chemical substance manufactured (including imported) by the reporting site is present in or on any consumer products intended for use by children age 14 or younger, regardless of the concentration of the substance remaining in or on the product.
An estimate of the percentage of production volume that is attributable to each unique combination of Process/Use Code, Industrial Sector Code, and Industrial Function Category Code.
< 1%
1% - < 30%
30% - < 60%
60% - < 90%
90% +
Not Known or Reasonably Ascertainable
The concentration range, measured by weight, of the reportable chemical substance at the time it is reacted onsite to produce a different chemical substance or as it leaves the site.
< 10
10 - 24
25 - 49
50 - 99
100 - 499
500 - 999
1000 - 9999
10,000+
Not Known or Reasonably Ascertainable
The total number of commercial workers reasonably likely to be exposed to each reportable chemical substance at each site during the reporting year as indicated by selecting a range code.
The specific chemical substance name and the Chemical Abstract Service (CAS) Registry Number (or EPA Accession Number) of each reportable chemical substance manufactured (including imported) in amounts of 25,000 or more pounds during the principal reporting year. For most chemical substances, the chemical identifying number is the CASRN correctly corresponding to the reported CA Index Name
The Chemical Abstract System registry number
Identifier for a number whose CAS remains confidential.
Displays the code specifying the type of identifying number entered in the SRS Search screen. Based on what information is searched either the EPA Accession Number or the CAS Registry Number is displayed.
The specific Chemical Substance Name that is returned from the SRS search page.
Root element for a chemical substance identity.
The id of a cbi claim on a data field within the Form U.
The accession number of a chemical if applicable.
Root element for the manufacturing information section of a chemical report.
The total number of workers reasonably likely to be exposed to each reportable chemical substance at each site during the reporting year (i.e., during 2005).
Indicates whether a chemical is recycled or not.
Information about the current year production of a chemical.
Indicates if the chemical is being manufactured.
Indicates if the chemical is being imported.
The amount of the chemical that was domestically manufactured in the current calendar year.
The amount of the chemical that was imported in the current calendar year.
Indicates whether the chemical was ever located at the facility/site being reported on.
The volume of a manufactured (including imported) chemical substance used at the reporting site.
Report the production volume directly exported and not domestically processed or used.
Value of the past year production volume of the chiemcal.
The year value.
The value of the produced volume.
The physical form of the chemical.
Percentage of production volume for a given physical form kept onsite or sent offsite
The physical form of the chemical.
Dry Powder
Pellets of Large Crystals
Water or Solvent Wet Solid
Other Solid
Gas or Vapor
Liquid
Unknown
The physical form type as referenced for CBI claim.
List of industrial uses of a chemical.
Processing as a reactant
Processing-incorporation into formulation, mixture, or reaction product
Processing-incorporation into article
Processing-repackaging
Use-non-incorporative activities
Not Known or Reasonably Ascertainable
To the extent that it is readily obtainable, user reports the process or use code, that corresponds to the appropriate processing or use operation for the particular combination of Sector Code and Industrial Function Category (IFC) codes. A processing or use code may be reported more than once if more than one Industrial Sector Codes and/or IFC code applies to the same processing or use operation.
Agriculture, Forestry, Fishing and Hunting
Oil and Gas Drilling, Extraction, and Support activities
Mining (except Oil and Gas) and support activities
Utilities
Construction
Food, beverage, and tobacco product manufacturing
Textiles, apparel, and leather manufacturing
Wood Product Manufacturing
Paper Manufacturing
Printing and Related Support Activities
Petroleum Refineries
Asphalt Paving, Roofing, and Coating Materials Manufacturing
Petroleum Lubricating Oil and Grease Manufacturing
All other Petroleum and Coal Products Manufacturing
Petrochemical Manufacturing
Industrial Gas Manufacturing
Synthetic Dye and Pigment Manufacturing
Carbon Black Manufacturing
All Other Basic Inorganic Chemical Manufacturing
Cyclic Crude and Intermediate Manufacturing
All Other Basic Organic Chemical Manufacturing
Plastics Material and Resin Manufacturing
Synthetic Rubber Manufacturing
Organic Fiber Manufacturing
Pesticide, Fertilizer, and Other Agricultural Chemical Manufacturing
Pharmaceutical and Medicine Manufacturing
Paint and Coating Manufacturing
Adhesive Manufacturing
Soap, Cleaning Compound, and Toilet Preparation Manufacturing
Printing Ink Manufacturing
Explosives Manufacturing
Custom Compounding of Purchased Resins
Photographic Film, Paper, Plate, and Chemical Manufacturing
All Other Chemical Product and Preparation Manufacturing
Plastics Product Manufacturing
Rubber Product Manufacturing
Non-metallic Mineral Product Manufacturing (includes clay, glass, cement, concrete, lime, gypsum, and other non-metallic mineral product manufacturing)
Primary Metal Manufacturing
Fabricated Metal Product Manufacturing
Machinery Manufacturing
Computer and Electronic Product Manufacturing
Electrical Equipment, Appliance, and Component Manufacturing
Transportation Equipment Manufacturing
Furniture and Related Product Manufacturing
Miscellaneous Manufacturing
Wholesale and Retail Trade
Services
Other (requires additional information)
Not Known or Reasonably Ascertainable
The Industrial Sector Codes are adopted from the European Union’s (EU’s) Registration, Evaluation, and Authorization of Chemicals (REACH) program.
Abrasives
Adhesives and sealant chemicals
Adsorbents and absorbents
Agricultural chemicals (non-pesticidal)
Anti-adhesive agents
Bleaching agents
Corrosion inhibitors and anti-scaling agents
Dyes
Fillers
Finishing agents
Flame retardants
Fuels and fuel additives
Functional fluids (closed systems)
Functional fluids (open systems)
Intermediates
Ion exchange agents
Lubricants and lubricant additives
Odor agents
Oxidizing/reducing agents
Photosensitive chemicals
Pigments
Plasticizers
Plating agents and surface treating agents
Process regulators
Processing aids, specific to petroleum production
Processing aids, not otherwise listed
Propellants and blowing agents
Solids separation agents
Solvents (for cleaning or degreasing)
Solvents (which become part of product formulation or mixture)
Surface active agents
Viscosity adjustors
Laboratory chemicals
Paint additives and coating additives not described by other categories
Other (specify)
Not Known or Reasonably Ascertainable
The Industrial Function Category (IFC) code that corresponds to the appropriate function for the particular combination of Process/Use Code and Industrial Sector Code reported.
For each unique combination of Process/Use Code, Industrial Sector Code, and Industrial Function Category Code, user reports the estimate of the total number of workers reasonably likely to be exposed, including those at sites not under the reporting site’s control, that are reasonably likely to be exposed to the chemical substance at sites that process or use the substance, to the extent that such information is known or reasonably ascertainable. For each substance, user reports the range code that corresponds to the appropriate number of workers reasonably likely to be exposed.
< 10
10 - 24
25 - 99
100 - 249
250 - 999
1000 - 9999
10,000+
Not Known or Reasonably Ascertainable
For each unique combination of Process/Use Code, Industrial Sector Code, and Industrial Function Category Code, user reports an estimate of the total number of industrial sites, including those not under the reporting site’s control, that process or use each reported chemical substance manufactured (including imported) by the reporting site, to the extent that such information is known or reasonably ascertainable. In the event that the site both manufactures (including imports) and processes or uses the same reportable chemical substance at the reporting plant site, the site must be counted as both a manufacturing site in Part II of 2012 CDR Form U and a processing or use site reported in Part III of 2012 CDR Form U
List of Joint Submission reports in a Form U.
Root element for a joint submission report.
The unique id associated with the joint (or secondary) submitter required under TSCA to submit chemical information associated with the Trade name
Information contained within a joint submission.
The reason for a late submission.
The trade product name of the chemical being reported within a joint submission report.
Captures the additional information pertaining to the submission.
Flag on whether a CBI indicator is enabled or not.
Root element for list of substantiation answers for a CBI element if applicable.
Root element for a substantiation answer.
What harmful effects to your competitive position, if any, do you think would
result from the identity of the chemical substance being disclosed in connection with reporting
under the CDR? How could a competitor use such information? Would the effects of disclosure be
substantial? What is the causal relationship between the disclosure and the harmful
effects?
How long should confidential treatment be given? Until a specified date, the
occurrence of a specific event, or permanently? Why?
Has the chemical substance been patented? If so, have you granted licenses to
others with respect to the patent as it applies to the chemical substance? If the chemical
substance has been patented, and therefore disclosed through the patent, why should it be
treated as confidential?
Has the identity of the chemical substance been kept confidential to the extent
that your competitors do not know it is being manufactured or imported for a commercial
purpose by anyone?
Is the fact that the chemical substance is being manufactured
(including imported) for a commercial purpose available to the public, for example, in
technical journals, libraries, or State, local, or Federal public files?
What measures have you taken to prevent undesired disclosure of the fact that
the chemical substance is being manufactured (including imported) for a commercial
purpose?
To what extent has the fact that this chemical substance is manufactured
(including imported) for commercial purposes been revealed to others? What precautions have
been taken regarding these disclosures? Have there been public disclosures or disclosures
to competitors?
Does this particular chemical substance leave the site of manufacture (including
import) in any form (e.g., as product, effluent, emission)? If so, what measures have been
taken to guard against the discovery of its identity?
If the chemical substance leaves the site in a product that is available to
the public or your competitors can the substance be identified by analysis of
the product?
For what purpose do you manufacture (including import) the
substance?
Has EPA, another Federal agency, or any Federal court made any pertinent
confidentiality determinations regarding this chemical substance? If so, please attach
copies of such determinations.
Has site information been linked with a chemical indentity in any other Federal,
state, or local reporting scheme? For example, is the chemical identity linked to a facility
in a filing under the E
RA section 311, namely, through a Material Safety Data Sheet (MSDS)?
If so, identify such schemes. Was the linkage claimed as confidential in any of these
instances?
What harmful effect, if any, to your cocmpetitive position do you think would
result from disclosure of the indentity of the site and the chemical substance? How
could a competitor use such information? Would the effects of disclosure be substantial?
What is the causal relationship between the disclosure and the harmful effects?
Is the identified use of this chemical publicly known? For example, is
information on the use available in advertisements or other marketing materials,
professional journals or other similar materials, or in non-confidential mandatory or
voluntary government filings or publications? Has your company ever provided use information
on the chemical that was not claimed as confidential?
What harmful effect, if any, to your competitive position do you think would
result from the information reported as required by 711.12(c)(4) and the chemical
substance being disclosed in connection with reporting under this part? How could a
competitor use such information? Would the effects of disclosure be substantial? What is
the causal relationship between the disclosure and the substantial harmful effects?
The code used to show if a substantiation is for a chemical identification, site, or use.
The answer to the substantiation question.
The attachment to the substantiation question if required.
Alabama
Alaska
American Samoa
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
Dist. of Columbia
Florida
Georgia
Guam
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Maryland
Marshall Islands
Massachusetts
Michigan
Micronesia
Minnesota
Mississippi
Missouri
Montana
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Northern Marianas
Ohio
Oklahoma
Oregon
Palau
Pennsylvania
Puerto Rico
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Virgin Islands
Washington
West Virginia
Wisconsin
Wyoming
Two-charcter state code.
United States
Afghanistan
A.Land Islands
Albania
Algeria
American Samoa
Andorra
Angola
Anguilla
Antarctica
Antigua And Barbuda
Argentina
Armenia
Aruba
Australia
Austria
Azerbaijan
Bahamas
Bahrain
Bangladesh
Barbados
Belarus
Belgium
Belize
Benin
Bermuda
Bhutan
Bolivia
Bosnia And Herzegovina
Botswana
Bouvet Island
Brazil
British Indian Ocean Territory
Brunei Darussalam
Bulgaria
Burkina Faso
Burundi
Cambodia
Cameroon
Canada
Cape Verde
Cayman Islands
Central African Republic
Chad
Chile
China
Christmas Island
Cocos (Keeling) Islands
Colombia
Comoros
Congo
Congo, The Democratic Republic Of The
Cook Islands
Costa Rica
Cote D`Ivoire
Croatia
Cuba
Cyprus
Czech Republic
Denmark
Djibouti
Dominica
Dominican Republic
Ecuador
Egypt
El Salvador
Equatorial Guinea
Eritrea
Estonia
Ethiopia
Falkland Islands (Malvinas)
Faroe Islands
Fiji
Finland
France
French Guiana
French Polynesia
French Southern Territories
Gabon
Gambia
Georgia
Germany
Ghana
Gibraltar
Greece
Greenland
Grenada
Guadeloupe
Guam
Guatemala
Guernsey
Guinea
Guinea-Bissau
Guyana
Haiti
Heard Island And Mcdonald Islands
Holy See (Vatican City State)
Honduras
Hong Kong
Hungary
Iceland
India
Indonesia
Iran, Islamic Republic Of
Iraq
Ireland
Isle Of Man
Israel
Italy
Jamaica
Japan
Jersey
Jordan
Kazakhstan
Kenya
Kiribati
Korea, Democratic People`S Republic Of
Korea, Republic Of
Kuwait
Kyrgyzstan
Lao People`S Democratic Republic
Latvia
Lebanon
Lesotho
Liberia
Libyan Arab Jamahiriya
Liechtenstein
Lithuania
Luxembourg
Macao
Macedonia, The Former Yugoslav Republic Of
Madagascar
Malawi
Malaysia
Maldives
Mali
Malta
Marshall Islands
Martinique
Mauritania
Mauritius
Mayotte
Mexico
Micronesia, Federated States Of
Moldova, Republic Of
Monaco
Mongolia
Montserrat
Morocco
Mozambique
Myanmar
Namibia
Nauru
Nepal
Netherlands
Netherlands Antilles
New Caledonia
New Zealand
Nicaragua
Niger
Nigeria
Niue
Norfolk Island
Northern Mariana Islands
Norway
Oman
Pakistan
Palau
Palestinian Territory, Occupied
Panama
Papua New Guinea
Paraguay
Peru
Philippines
Pitcairn
Poland
Portugal
Puerto Rico
Qatar
Reunion
Romania
Russian Federation
Rwanda
Saint Helena
Saint Kitts And Nevis
Saint Lucia
Saint Pierre And Miquelon
Saint Vincent And The Grenadines
Samoa
San Marino
Sao Tome And Principe
Saudi Arabia
Senegal
Serbia And Montenegro
Seychelles
Sierra Leone
Singapore
Slovakia
Slovenia
Solomon Islands
Somalia
South Africa
South Georgia And The South Sandwich Islands
Spain
Sri Lanka
Sudan
Suriname
Svalbard And Jan Mayen
Swaziland
Sweden
Switzerland
Syrian Arab Republic
Taiwan, Province Of China
Tajikistan
Tanzania, United Republic Of
Thailand
Timor-Leste
Togo
Tokelau
Tonga
Trinidad And Tobago
Tunisia
Turkey
Turkmenistan
Turks And Caicos Islands
Tuvalu
Uganda
Ukraine
United Arab Emirates
United Kingdom
United States Minor Outlying Islands
Uruguay
Uzbekistan
Vanuatu
Venezuela
Viet Nam
Virgin Islands, British
Virgin Islands, U.S.
Wallis And Futuna
Western Sahara
Yemen
Zambia
Zimbabwe
Two-charcter country code.